Head of Compliance at eFinancialCareers

Functieomschrijving:

Laatste vacature-informatie van eFinancialCareers voor de functie van Head of Compliance. If the Head of Compliance vacature in Amsterdam overeenkomt met jouw kwalificaties, stuur dan je meest recente sollicitatie of CV rechtstreeks via het bijgewerkte Jobkos vacatureportaal.

Houd er rekening mee dat solliciteren niet altijd eenvoudig is, aangezien kandidaten aan bepaalde eisen van het bedrijf moeten voldoen. We hopen dat de kans bij eFinancialCareers voor de functie van Head of Compliance hieronder matcht met jouw profiel.

We are currently representing a proprietary trading firm based in Amsterdam, operating in a fast-paced, technology-driven environment at the forefront of global financial markets. Regulated by both the AFM and DNB, the firm maintains a strong focus on regulatory excellence while continuing to scale its trading operations.
They are seeking a Head of Compliance to take ownership of and further strengthen the compliance function. This is a highly visible, hands-on role with direct exposure to senior leadership and trading teams, offering the opportunity to shape compliance strategy within a dynamic trading environment.

The Role

As Head of Compliance, you will be responsible for overseeing the firm's regulatory framework and acting as a key advisor to the business on compliance, regulatory, and trading-related matters. You will work closely with Trading, Technology, and Business teams to design, implement, and optimise compliance processes, while maintaining strong relationships with regulators.

Key Responsibilities

Regulatory Compliance & Oversight
* Lead the design, implementation, and ongoing development of the firm's AFM and DNB compliance frameworks, policies, and procedures
* Monitor regulatory developments and assess their impact on trading activities, particularly across MiFID II, MAR, DORA, prudential requirements, and algorithmic trading
* Oversee compliance monitoring, thematic reviews, and internal control assessments
* Act as a senior advisor to the business on regulatory risk, new products, and strategic initiatives
* Provide clear guidance on licensing, regulatory obligations, and reporting requirements
* Partner with Legal, Risk, Trading, Operations, and Technology to embed a strong compliance culture

Regulatory Interaction & Reporting
* Own and oversee regulatory filings, notifications, and reporting to the AFM and DNB
* Act as the primary point of contact for regulators, managing audits, reviews, and ongoing dialogue
* Ensure accurate maintenance of regulatory documentation and internal records
* Drive firm-wide compliance training and awareness across trading, development, and support teams
* Promote best practices in market conduct and operational compliance across the business

Your Profile

* Background within AFM or DNB, ideally in market supervision, prudential supervision, or conduct oversight
* Strong knowledge of the Dutch and EU regulatory landscape, including MiFID II, MAR, DORA, and prudential frameworks
* Proven ability to interpret regulation in a practical, business-facing way
* Experience assessing regulatory impact on trading activities and new business initiatives
* Strong analytical skills with the ability to conduct gap analyses and enhance compliance frameworks
* Exposure to trading venues, market structure, algorithmic trading, or derivatives markets is highly advantageous

Job Info:

• Bedrijf: eFinancialCareers
• Functie: Head of Compliance
• Werkplek: Amsterdam
• Land: NL

Hoe te solliciteren:

Na het lezen en begrijpen van de criteria en minimale kwalificatie-eisen uitgelegd in de vacature-informatie Head of Compliance at the office Amsterdam hierboven, voltooi onmiddellijk de sollicitatieformulieren zoals een sollicitatiebrief, CV, kopie van diploma, cijferlijst en andere bijlagen. Verstuur via de link 'Volgende Pagina' hieronder.